Lynch Thomas E's Form 4 filing
NOODLES & Co (NDLS) · filed Mar 31, 2023
- Accession no.
- 0001209191-23-021924
- Filed
- Mar 31, 2023, 6:04 PM ET
- Trade date
- Mar 29-31, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 2 derivative transactions. Open-market purchases total $23.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lynch Thomas ECIK 0001244666 | 10% Owner |
| Mill Road Capital II GP LLCCIK 0001550728 | 10% Owner |
| Mill Road Capital II, L.P.CIK 0001550729 | 10% Owner |
| Mill Road Capital III GP LLCCIK 0001767178 | 10% Owner |
| Mill Road Capital III, L.P.CIK 0001767199 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 29, 2023 | Class A Common Stock, $0.01 par value | PPurchaseAcquired | +5,000 | $4.64 | +$23,175 | 1,126,971 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 30, 2023 | Class A Common Stock | SSaleDisposed | −2,400 | $290.00 | −$6,960 | 24 | Direct | |
| Mar 31, 2023 | Class A Common Stock | SSaleDisposed | −1,000 | $280.00 | −$2,800 | 10 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.