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Bjorkquist Jeanette M's Form 4 filing

Assembly Biosciences, Inc. (ASMB) · filed Mar 31, 2023

Accession no.
0001209191-23-021882
Filed
Mar 31, 2023
Trade date
Feb 16-Mar 30, 2023
Filing delay
43 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $634.68. It was filed 43 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bjorkquist Jeanette MCIK 0001945064Officer (Principal Accounting Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 29, 2023Common StockAGrant or awardAcquired+6,250$0.00$024,580Direct
Mar 30, 2023Common StockSSaleDisposed−774$0.82−$634.6823,806Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 16, 2023Common StockAGrant or awardAcquired+2,000$0.00$02,000Direct
Mar 29, 2023Common StockAGrant or awardAcquired+12,500$0.00$012,500Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)