Ng Andrew Y.'s Form 4 filing
Coursera, Inc. (COUR) · filed Mar 30, 2023
- Accession no.
- 0001209191-23-021680
- Filed
- Mar 30, 2023
- Trade date
- Mar 28-29, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $815.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ng Andrew Y.CIK 0001851101 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 28, 2023 | Common Stock | MOption exerciseAcquired | +50,000 | $1.68 | +$84,000 | 7,430,398 | Direct | |
| Mar 28, 2023 | Common Stock | SSaleDisposed | −50,000 | $10.84F2 | −$542,000 | 7,380,398 | Direct | |
| Mar 29, 2023 | Common Stock | SSaleDisposed | −25,000 | $10.94F3 | −$273,500 | 7,355,398 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 28, 2023 | Common Stock | MOption exerciseDisposed | −50,000 | $0.00 | $0 | 950,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.705 to $11.03, inclusive. The reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer, or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated.
Referenced by the price of 1 transaction in Table I.
- F3
Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.855 to $11.04, inclusive. The reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer, or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated.
Referenced by the price of 1 transaction in Table I.