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Vasquez Christian's Form 4 filing

BioAtla, Inc. (BCAB) · filed Mar 29, 2023

Accession no.
0001209191-23-021543
Filed
Mar 29, 2023
Trade date
Mar 28, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market purchases total $48.0K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Vasquez ChristianCIK 0001835732Officer (See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 28, 2023Common StockPPurchaseAcquired+20,000$2.40F1+$48,000102,709Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The range of prices for the shares of Common Stock is from $2.39 to $2.40. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

Remarks

Senior Vice President of Finance, Corporate Controller and Secretary.

Read the full filing on SEC EDGAR (opens in a new tab)