McJannet David's Form 4/A amendment
AmendedHashiCorp, Inc. (HCP) · filed Mar 27, 2023
- Accession no.
- 0001209191-23-021296
- Filed
- Mar 27, 2023
- Trade date
- Mar 21, 2023
- Filing delay
- 6 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Mar 22, 2023
This filing lists 1 non-derivative transaction. It carries over 7 transactions from the original filing that it did not restate. Open-market sales total $537.7K. It was filed 6 days after the trade.
This amendment restates part of 0000899243-23-009437 (filed Mar 22, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McJannet DavidCIK 0001894737 | Director, Officer (CEO & Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 21, 2023 | Class A Common Stock | SSaleDisposed | −18,003 | $29.87F2 | −$537,749.61 | 102,656 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0000899243-23-009437 (filed Mar 22, 2023).
Non-derivative securities (Table I)
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 20, 2023 | Class A Common Stock | MOption exerciseDisposed | −7,561 | $0.00 | $0 | 90,726 | Direct | |
| Mar 20, 2023 | Class B Common Stock | MOption exerciseDisposed | −19,456 | $0.00 | $0 | 136,194 | Direct | |
| Mar 20, 2023 | Class B Common Stock | MOption exerciseDisposed | −19,874 | $0.00 | $0 | 59,626 | Direct | |
| Mar 20, 2023 | Class A Common Stock | MOption exerciseAcquired | +39,330 | $0.00 | $0 | 182,739 | Direct | |
| Mar 21, 2023 | Class A Common Stock | CConversionDisposed | −39,333 | $0.00 | $0 | 143,409 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock.
Referenced by the price of 1 transaction in Table I.
- F2
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.
- F2
This amendment on Form 4/A is filed to correct the amount of shares sold and the price at which such shares were sold. The original Form 4 reported a sale of 17,848 shares sold at a weighted average price of $29.8734 per share.
Referenced by the price of 1 transaction in Table I.