Zacharias Isaac's Form 4/A amendment
AmendedShockwave Medical, Inc. (SWAV) · filed Mar 21, 2023
- Accession no.
- 0001209191-23-020419
- Filed
- Mar 21, 2023
- Trade date
- Dec 27, 2022
- Filing delay
- 84 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Dec 28, 2022
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $838.4K. It was filed 84 days after the trade.
This amendment replaces 0001209191-22-062868 (filed Dec 28, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zacharias IsaacCIK 0001768265 | Officer (President, CCO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2022 | Common Stock | MOption exerciseAcquired | +4,000 | $4.03 | +$16,120 | 77,021 | Direct | |
| Dec 27, 2022 | Common Stock | SSaleDisposed | −4,000 | $209.59 | −$838,360 | 87,021 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2022 | Common Stock | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 5,222 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.