SherpaVentures Fund II, LP's Form 4 filing
Wag! Group Co. (PET) · filed Mar 20, 2023
- Accession no.
- 0001209191-23-020024
- Filed
- Mar 20, 2023, 4:07 PM ET
- Trade date
- Mar 16-17, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $1.33M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| SherpaVentures Fund II, LPCIK 0001640276 | 10% Owner |
| SherpaVentures Fund II GP, LLCCIK 0001640277 | 10% Owner |
| Stanford ScottCIK 0001866544 | 10% Owner |
| ACME Opportunity Fund GP, LLCCIK 0001878964 | 10% Owner |
| ACME Opportunity Fund, LPCIK 0001878966 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 16, 2023 | Common Stock | PPurchaseAcquired | +573,374 | $2.03F1 | +$1,163,949.22 | 1,565,810 | Indirect | Duplicate filing |
| Mar 17, 2023 | Common Stock | PPurchaseAcquired | +82,693 | $2.02F3 | +$167,039.86 | 1,648,503 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.72 to $2.05 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.84 to $2.04 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.