Shaker Benjamin's Form 4 filing
agilon health, inc. (AGL) · filed Mar 17, 2023
- Accession no.
- 0001209191-23-019725
- Filed
- Mar 17, 2023
- Trade date
- Mar 15-16, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.07M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shaker BenjaminCIK 0001855843 | Officer (Chief Markets Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2023 | Common Stock | MOption exerciseAcquired | +70,000 | $1.00 | +$70,000 | 95,625 | Direct | |
| Mar 15, 2023 | Common Stock | MOption exerciseAcquired | +25,000 | $1.00 | +$25,000 | 120,625 | Direct | |
| Mar 15, 2023 | Common Stock | SSaleDisposed | −35,000 | $23.81 | −$833,350 | 85,625 | Direct | |
| Mar 15, 2023 | Common Stock | SSaleDisposed | −25,000 | $23.80 | −$595,000 | 60,625 | Direct | |
| Mar 16, 2023 | Common Stock | MOption exerciseAcquired | +25,000 | $1.00 | +$25,000 | 85,625 | Direct | |
| Mar 16, 2023 | Common Stock | SSaleDisposed | −4,588 | $24.36 | −$111,763.68 | 81,037 | Direct | |
| Mar 16, 2023 | Common Stock | SSaleDisposed | −9,831 | $25.65 | −$252,165.15 | 71,206 | Direct | |
| Mar 16, 2023 | Common Stock | SSaleDisposed | −10,581 | $26.08 | −$275,952.48 | 60,625 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2023 | Common Stock | MOption exerciseDisposed | −70,000 | $0.00 | $0 | 257,306 | Direct | |
| Mar 15, 2023 | Common Stock | MOption exerciseDisposed | −25,000 | $0.00 | $0 | 26,851 | Direct | |
| Mar 16, 2023 | Common Stock | MOption exerciseDisposed | −25,000 | $0.00 | $0 | 1,851 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.