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Lynch Thomas E's Form 4 filing

NOODLES & Co (NDLS) · filed Mar 16, 2023

Accession no.
0001209191-23-019441
Filed
Mar 16, 2023, 7:52 PM ET
Trade date
Mar 14, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 0 non-derivative transactions and 2 derivative transactions. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lynch Thomas ECIK 000124466610% Owner
Mill Road Capital II GP LLCCIK 000155072810% Owner
Mill Road Capital II, L.P.CIK 000155072910% Owner
Mill Road Capital III GP LLCCIK 000176717810% Owner
Mill Road Capital III, L.P.CIK 000176719910% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 14, 2023Class A Common StockSSaleDisposed−400$263.75−$1,0554Direct
Mar 14, 2023Class A Common StockSSaleDisposed−117,100$255.00−$298,6051,171Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)