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Mulleady John's Form 4 filing

Dave & Buster's Entertainment, Inc. (PLAY) · filed Mar 16, 2023

Accession no.
0001209191-23-019437
Filed
Mar 16, 2023
Trade date
Mar 16, 2023
Filing delay
Same day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $262.5K. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mulleady JohnCIK 0001510399Officer (SVP, RE & Dev)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 16, 2023Common StockMOption exerciseAcquired+7,500$16.00+$120,00086,277Direct
Mar 16, 2023Common StockSSaleDisposed−7,500$35.00−$262,50078,777Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 16, 2023Common StockMOption exerciseDisposed−7,500$0.00$014,178Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)