Satterfield Thomas A Jr's Form 4 filing
Safeguard Scientifics Inc (SFES) · filed Mar 16, 2023
- Accession no.
- 0001209191-23-019256
- Filed
- Mar 16, 2023
- Trade date
- Mar 14-15, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 0 derivative transactions. Open-market purchases total $227.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Satterfield Thomas A JrCIK 0001132317 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 14, 2023 | Common Stock | PPurchaseAcquired | +50,000 | $1.76 | +$88,000 | 221,000 | Direct | |
| Mar 14, 2023 | Common Stock | PPurchaseAcquired | +9,966 | $1.77 | +$17,639.82 | 209,966 | Indirect | |
| Mar 15, 2023 | Common Stock | PPurchaseAcquired | +25,000 | $1.81 | +$45,250 | 246,000 | Direct | |
| Mar 15, 2023 | Common Stock | PPurchaseAcquired | +40,034 | $1.80 | +$72,061.2 | 250,000 | Indirect | |
| Mar 15, 2023 | Common Stock | PPurchaseAcquired | +2,078 | $1.94 | +$4,031.32 | 308,668 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.