Epstein Stacey's Form 4 filing
Freshworks Inc. (FRSH) · filed Mar 14, 2023
- Accession no.
- 0001209191-23-018649
- Filed
- Mar 14, 2023
- Trade date
- Mar 10-14, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 4 derivative transactions. Open-market sales total $2.31M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Epstein StaceyCIK 0001872282 | Officer (Chief Marketing Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2023 | Class A Common Stock | CConversionAcquired | +36,212 | $0.00 | $0 | 138,673 | Direct | |
| Mar 10, 2023 | Class A Common Stock | FTax withholdingDisposed | −36,212 | $13.64 | −$493,931.68 | 102,461 | Direct | |
| Mar 14, 2023 | Class A Common Stock | CConversionAcquired | +157,302 | $0.00 | $0 | 259,763 | Direct | |
| Mar 14, 2023 | Class A Common Stock | SSaleDisposed | −162,187 | $14.27F3 | −$2,314,408.49 | 97,576 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2023 | Class B Common Stock | MOption exerciseDisposed | −68,750 | $0.00 | $0 | 550,000 | Direct | |
| Mar 10, 2023 | Class A Common Stock | MOption exerciseAcquired | +68,750 | $0.00 | $0 | 280,305 | Direct | |
| Mar 10, 2023 | Class A Common Stock | CConversionDisposed | −36,212 | $0.00 | $0 | 244,093 | Direct | |
| Mar 14, 2023 | Class A Common Stock | CConversionDisposed | −157,302 | $0.00 | $0 | 86,791 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.91 to $14.53 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.