Glenn Gregory M's Form 4 filing
Novavax Inc (NVAX) · filed Mar 14, 2023
- Accession no.
- 0001209191-23-018545
- Filed
- Mar 14, 2023
- Trade date
- Mar 6-10, 2023
- Filing delay
- 8 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market purchases total $43.0K. It was filed 8 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Glenn Gregory MCIK 0001342823 | Officer (President, R&D) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 6, 2023 | Common Stock | PPurchaseAcquired | +3,000 | $7.48 | +$22,440 | 11,473 | Direct | |
| Mar 7, 2023 | Common Stock | PPurchaseAcquired | +2,000 | $7.04 | +$14,080 | 13,473 | Direct | |
| Mar 10, 2023 | Common Stock | PPurchaseAcquired | +1,000 | $6.50 | +$6,500 | 14,473 | Direct | |
| Mar 10, 2023 | Common Stock | MOption exerciseAcquired | +6,298 | $6.52 | +$41,062.96 | 20,771 | Direct | |
| Mar 10, 2023 | Common Stock | FTax withholdingDisposed | −2,432 | $6.52 | −$15,856.64 | 18,339 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2023 | Common Stock | MOption exerciseDisposed | −6,298 | $0.00 | $0 | 12,596 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.