Lynch Thomas E's Form 4 filing
NOODLES & Co (NDLS) · filed Mar 13, 2023
- Accession no.
- 0001209191-23-018308
- Filed
- Mar 13, 2023, 8:17 PM ET
- Trade date
- Mar 9-13, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 0 non-derivative transactions and 9 derivative transactions. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lynch Thomas ECIK 0001244666 | 10% Owner |
| Mill Road Capital II GP LLCCIK 0001550728 | 10% Owner |
| Mill Road Capital II, L.P.CIK 0001550729 | 10% Owner |
| Mill Road Capital III GP LLCCIK 0001767178 | 10% Owner |
| Mill Road Capital III, L.P.CIK 0001767199 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 9, 2023 | Class A Common Stock | SSaleDisposed | −14,300 | $65.03 | −$9,299.29 | 143 | Direct | |
| Mar 9, 2023 | Class A Common Stock | SSaleDisposed | −65,700 | $67.00 | −$44,019 | 657 | Direct | |
| Mar 9, 2023 | Class A Common Stock | SSaleDisposed | −120,000 | $225.03 | −$270,036 | 1,200 | Direct | |
| Mar 10, 2023 | Class A Common Stock | SSaleDisposed | −70,000 | $72.14 | −$50,498 | 700 | Direct | |
| Mar 10, 2023 | Class A Common Stock | SSaleDisposed | −30,000 | $239.30 | −$71,790 | 300 | Direct | |
| Mar 13, 2023 | Class A Common Stock | SSaleDisposed | −1,800 | $80.06 | −$1,441.08 | 18 | Direct | |
| Mar 13, 2023 | Class A Common Stock | SSaleDisposed | −19,500 | $255.03 | −$49,730.85 | 195 | Direct | |
| Mar 13, 2023 | Class A Common Stock | SSaleDisposed | −368,200 | $82.99 | −$305,569.18 | 3,682 | Direct | |
| Mar 13, 2023 | Class A Common Stock | SSaleDisposed | −130,500 | $259.63 | −$338,817.15 | 1,305 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.