Halstead Michael's Form 4 filing
Intra-Cellular Therapies, Inc. (ITCI) · filed Mar 13, 2023
- Accession no.
- 0001209191-23-018285
- Filed
- Mar 13, 2023
- Trade date
- Mar 9-13, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.05M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Halstead MichaelCIK 0001521548 | Officer (EVP and General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 9, 2023 | Common Stock | AGrant or awardAcquired | +16,708 | $0.00 | $0 | 16,708 | Direct | |
| Mar 10, 2023 | Common Stock | SSaleDisposed | −14,208 | $43.20 | −$613,785.6 | 2,500 | Direct | |
| Mar 10, 2023 | Common Stock | SSaleDisposed | −2,500 | $42.52 | −$106,300 | 0 | Direct | |
| Mar 10, 2023 | Common Stock | MOption exerciseAcquired | +7,344 | – | – | 7,344 | Direct | |
| Mar 13, 2023 | Common Stock | SSaleDisposed | −6,868 | $44.99 | −$308,991.32 | 476 | Direct | |
| Mar 13, 2023 | Common Stock | SSaleDisposed | −476 | $44.15 | −$21,015.4 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2023 | Common Stock | MOption exerciseDisposed | −7,344 | $0.00 | $0 | 14,690 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.