Engelson Erik T.'s Form 4 filing
Lucira Health, Inc.LHDX · filed Mar 13, 2023
- Accession no.
- 0001209191-23-018261
- Filed
- Mar 13, 2023
- Trade date
- Mar 3, 2023
- Filing delay
- 10 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $657.3K. It was filed 10 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Engelson Erik T.CIK 0001839384 | Director, Officer (President and Chief Executive) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2023 | Common Stock | MOption exerciseAcquired | +574,666 | $0.82 | +$471,226.12 | 657,948 | Direct | |
| Mar 3, 2023 | Common Stock | SSaleDisposed | −574,666 | $1.03 | −$591,905.98 | 83,282 | Direct | |
| Mar 3, 2023 | Common Stock | SSaleDisposed | −60,000 | $1.09 | −$65,400 | 23,282 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2023 | Common Stock | MOption exerciseDisposed | −574,666 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.