Ruff Shamim's Form 4 filing
Reata Pharmaceuticals Inc (RETA) · filed Mar 13, 2023
- Accession no.
- 0001209191-23-018231
- Filed
- Mar 13, 2023
- Trade date
- Mar 10, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $480.6K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ruff ShamimCIK 0001685986 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2023 | Class A common stock | MOption exerciseAcquired | +199 | $27.32 | +$5,436.68 | 5,422 | Direct | |
| Mar 10, 2023 | Class A common stock | MOption exerciseAcquired | +1,326 | $34.76 | +$46,091.76 | 6,748 | Direct | |
| Mar 10, 2023 | Class A common stock | MOption exerciseAcquired | +4,215 | $34.76 | +$146,513.4 | 10,963 | Direct | |
| Mar 10, 2023 | Class A common stock | SSaleDisposed | −5,740 | $83.73 | −$480,610.2 | 5,223 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2023 | Class A common stock | MOption exerciseDisposed | −199 | $0.00 | $0 | 0 | Direct | |
| Mar 10, 2023 | Class A common stock | MOption exerciseDisposed | −1,326 | $0.00 | $0 | 443 | Direct | |
| Mar 10, 2023 | Class A common stock | MOption exerciseDisposed | −4,215 | $0.00 | $0 | 1,405 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.