Pohlad Robert C's Form 4 filing
PepsiCo Inc (PEP) · filed Mar 13, 2023
- Accession no.
- 0001209191-23-018178
- Filed
- Mar 13, 2023
- Trade date
- Mar 9, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market sales total $12.9M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pohlad Robert CCIK 0001061272 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 9, 2023 | PepsiCo, Inc. Common Stock | AGrant or awardAcquired | +90.21 | $181.10F1 | +$16,337.03 | 258,928.61 | Direct | |
| Mar 9, 2023 | PepsiCo, Inc. Common Stock | SSaleDisposed | −44,205 | $171.81F2 | −$7,594,861.05 | 214,723.61 | Direct | |
| Mar 9, 2023 | PepsiCo, Inc. Common Stock | SSaleDisposed | −12,542 | $172.74F3 | −$2,166,505.08 | 202,181.61 | Direct | |
| Mar 9, 2023 | PepsiCo, Inc. Common Stock | SSaleDisposed | −17,893 | $173.87F4 | −$3,111,055.91 | 184,288.61 | Direct | |
| Mar 9, 2023 | PepsiCo, Inc. Common Stock | SSaleDisposed | −360 | $174.34F5 | −$62,762.4 | 183,928.61 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This number includes the phantom stock units acquired between October 1, 2022 and March 09, 2023 through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, payable in shares of PepsiCo Common Stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I.
- F2
The shares with respect to this transaction were sold at prices ranging from $171.2400 to $172.2300. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The shares with respect to this transaction were sold at prices ranging from $172.2900 to $173.2850. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The shares with respect to this transaction were sold at prices ranging from $173.2950 to $174.2900. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
The shares with respect to this transaction were sold at prices ranging from $174.3300 to $174.3500. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.