Stein Jonathan C.'s Form 4 filing
Hess Midstream LP (HESM) · filed Mar 10, 2023
- Accession no.
- 0001209191-23-017927
- Filed
- Mar 10, 2023
- Trade date
- Mar 8-9, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $63.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stein Jonathan C.CIK 0001702288 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 8, 2023 | Class A Shares | MOption exerciseAcquired | +3,720 | $0.00 | $0 | 39,142 | Direct | |
| Mar 8, 2023 | Class A Shares | MOption exerciseAcquired | +2,486 | $0.00 | $0 | 41,628 | Direct | |
| Mar 9, 2023 | Class A Shares | SSaleDisposed | −2,239 | $28.26 | −$63,274.14 | 39,389 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 8, 2023 | Class A Shares | MOption exerciseDisposed | −3,720 | $0.00 | $0 | 3,721 | Direct | |
| Mar 8, 2023 | Class A Shares | MOption exerciseDisposed | −2,486 | $0.00 | $0 | 4,972 | Direct | |
| Mar 8, 2023 | Class A Shares | AGrant or awardAcquired | +8,843 | $0.00 | $0 | 8,843 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.