Cleminson Ian's Form 4 filing
Innospec Inc. (IOSP) · filed Mar 9, 2023
- Accession no.
- 0001209191-23-017646
- Filed
- Mar 9, 2023
- Trade date
- Feb 24-Mar 6, 2023
- Filing delay
- 13 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 5 derivative transactions. Open-market sales total $639.7K. It was filed 13 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cleminson IanCIK 0001368260 | Officer (VP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 6, 2023 | Common Stock | MOption exerciseAcquired | +406 | $0.00 | $0 | 21,674 | Direct | |
| Mar 6, 2023 | Common Stock | SSaleDisposed | −406 | $106.07 | −$43,064.42 | 21,268 | Direct | |
| Mar 6, 2023 | Common Stock | MOption exerciseAcquired | +450 | $0.00 | $0 | 21,718 | Direct | |
| Mar 6, 2023 | Common Stock | SSaleDisposed | −450 | $106.07 | −$47,731.5 | 21,268 | Direct | |
| Mar 6, 2023 | Common Stock | MOption exerciseAcquired | +5,223 | $0.00 | $0 | 26,491 | Direct | |
| Mar 6, 2023 | Common Stock | SSaleDisposed | −1,534 | $104.10 | −$159,689.4 | 24,957 | Direct | |
| Mar 6, 2023 | Common Stock | SSaleDisposed | −2,787 | $105.23 | −$293,276.01 | 22,170 | Direct | |
| Mar 6, 2023 | Common Stock | SSaleDisposed | −902 | $106.38 | −$95,954.76 | 21,268 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 24, 2023 | Common Stock | MOption exerciseAcquired | +406 | $0.00 | $0 | 0 | Direct | |
| Feb 24, 2023 | Common Stock | MOption exerciseDisposed | −406 | $0.00 | $0 | 0 | Direct | |
| Feb 24, 2023 | Common Stock | MOption exerciseAcquired | +450 | $0.00 | $0 | 0 | Direct | |
| Feb 24, 2023 | Common Stock | MOption exerciseDisposed | −450 | $0.00 | $0 | 0 | Direct | |
| Mar 6, 2023 | Common Stock | MOption exerciseDisposed | −5,523 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.