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Boon Philip John's Form 4 filing

Innospec Inc. (IOSP) · filed Mar 9, 2023

Accession no.
0001209191-23-017637
Filed
Mar 9, 2023
Trade date
Feb 24-Mar 7, 2023
Filing delay
13 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $685.6K. It was filed 13 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Boon Philip JohnCIK 0001233476Officer (Executive VP Business Ops)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 7, 2023Common StockMOption exerciseAcquired+774$0.00$019,522Direct
Mar 7, 2023Common StockSSaleDisposed−774$105.62−$81,749.8818,748Direct
Mar 7, 2023Common StockMOption exerciseAcquired+5,717$0.00$024,465Direct
Mar 7, 2023Common StockSSaleDisposed−5,717$105.62−$603,829.5418,748Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 24, 2023Common StockMOption exerciseAcquired+774$0.00$00Direct
Mar 7, 2023Common StockMOption exerciseDisposed−774$0.00$00Direct
Mar 7, 2023Common StockMOption exerciseDisposed−5,717$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)