Biffi Andrea's Form 4/A amendment
AmendedAsensus Surgical, Inc. (ASXC) · filed Mar 7, 2023
- Accession no.
- 0001209191-23-016567
- Filed
- Mar 7, 2023
- Trade date
- Mar 3, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Mar 7, 2023
This filing lists 1 non-derivative transaction. Open-market purchases total $208.1K. It was filed 4 days after the trade.
This amendment replaces 0001209191-23-016560 (filed Mar 7, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Biffi AndreaCIK 0001653516 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2023 | Common Stock | PPurchaseAcquired | +293,077 | $0.71F1 | +$208,084.67 | 492,815 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The purchase price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.6399 to $0.77 inclusive. The reporting person undertakes to provide to Asensus Surgical, Inc., any security holder of Asensus Surgical, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
Held by Three Heads Investments S.R.L. of which reporting person is the sole director.
Remarks
This amendment clarifies footnote 1 that the reporting person purchased shares in the open market on March 3, 2023.