Sung Derrick's Form 4 filing
Pulmonx Corp (LUNG) · filed Mar 3, 2023
- Accession no.
- 0001209191-23-016025
- Filed
- Mar 3, 2023
- Trade date
- Mar 1, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $13.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sung DerrickCIK 0001670118 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2023 | Common Stock | SSaleDisposed | −458 | $11.03 | −$5,051.74 | 262,288 | Direct | |
| Mar 1, 2023 | Common Stock | SSaleDisposed | −806 | $11.03 | −$8,890.18 | 261,482 | Direct | |
| Mar 1, 2023 | Common Stock | AGrant or awardAcquired | +138,000 | $0.00 | $0 | 399,482 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2023 | Common Stock | AGrant or awardAcquired | +94,500 | $0.00 | $0 | 94,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.