Mikes Ellie L.'s Form 4 filing
Freeport-McMoran IncFCX · filed Mar 2, 2023
- Accession no.
- 0001209191-23-014853
- Filed
- Mar 2, 2023
- Trade date
- Mar 1, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $504.1K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mikes Ellie L.CIK 0001936237 | Officer (Chief Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2023 | Common Stock | MOption exerciseAcquired | +6,667 | $12.04 | +$80,270.68 | 42,678 | Direct | |
| Mar 1, 2023 | Common Stock | MOption exerciseAcquired | +1,333 | $28.14 | +$37,510.62 | 44,011 | Direct | |
| Mar 1, 2023 | Common Stock | SSaleDisposed | −8,000 | $43.16F1 | −$345,280 | 36,011 | Direct | |
| Mar 1, 2023 | Common Stock | SSaleDisposed | −3,678 | $43.19F2 | −$158,852.82 | 32,333 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2023 | Common Stock | MOption exerciseDisposed | −6,667 | $0.00 | $0 | 0 | Direct | |
| Mar 1, 2023 | Common Stock | MOption exerciseDisposed | −1,333 | $0.00 | $0 | 1,333 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported represents the weighted average price of the shares sold. Shares were sold at varying prices in the range of $43.1550 - $43.1650. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported represents the weighted average price of the shares sold. Shares were sold at varying prices in the range of $43.1650 - $43.2650. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.