Williams Patrick's Form 4 filing
Innospec Inc. (IOSP) · filed Mar 1, 2023
- Accession no.
- 0001209191-23-014421
- Filed
- Mar 1, 2023
- Trade date
- Feb 24-28, 2023
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.03M. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Williams PatrickCIK 0001338883 | Officer (PRESIDENT & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 24, 2023 | Common Stock | MOption exerciseAcquired | +1,323 | $95.70 | +$126,611.1 | 184,802 | Direct | |
| Feb 24, 2023 | Common Stock | DReturned to the companyDisposed | −1,323 | $109.42 | −$144,762.66 | 183,479 | Direct | |
| Feb 27, 2023 | Common Stock | SSaleDisposed | −21 | $108.31 | −$2,274.51 | 183,458 | Direct | |
| Feb 27, 2023 | Common Stock | SSaleDisposed | −501 | $110.06F1 | −$55,140.06 | 182,957 | Direct | |
| Feb 27, 2023 | Common Stock | SSaleDisposed | −6,699 | $111.16F2 | −$744,660.84 | 176,258 | Direct | |
| Feb 27, 2023 | Common Stock | SSaleDisposed | −1,925 | $111.69F3 | −$215,003.25 | 174,333 | Direct | |
| Feb 27, 2023 | Common Stock | AGrant or awardAcquired | +1,326 | $0.00 | $0 | 175,659 | Direct | |
| Feb 28, 2023 | Common Stock | SSaleDisposed | −3,415 | $110.04F5 | −$375,786.6 | 172,244 | Direct | |
| Feb 28, 2023 | Common Stock | SSaleDisposed | −5,444 | $110.97F6 | −$604,120.68 | 166,800 | Direct | |
| Feb 28, 2023 | Common stock | SSaleDisposed | −287 | $111.58F7 | −$32,023.46 | 166,513 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 24, 2023 | Common Stock | MOption exerciseDisposed | −1,323 | $0.00 | $0 | 0 | Direct | |
| Feb 27, 2023 | Common Stock | AGrant or awardAcquired | +3,979 | $0.00 | $0 | 3,979 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $109.43 to $110.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3), (5), (6) and (7) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $110.495 to $111.49, inclusive.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $111.50 to $112.02, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $110.46 to $110.4518, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $110.46 to $111.425, inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $111.475 to $111.7, inclusive.
Referenced by the price of 1 transaction in Table I.