Herriott James's Form 4 filing
Exact Sciences Corp (EXAS) · filed Mar 1, 2023
- Accession no.
- 0001209191-23-014258
- Filed
- Mar 1, 2023
- Trade date
- Feb 27-28, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $134.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Herriott JamesCIK 0001957680 | Officer (General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 27, 2023 | Common Stock | MOption exerciseAcquired | +1,647 | $0.00 | $0 | 11,209 | Direct | |
| Feb 27, 2023 | Common Stock | MOption exerciseAcquired | +240 | $0.00 | $0 | 11,449 | Direct | |
| Feb 28, 2023 | Common Stock | SSaleDisposed | −1,350 | $59.98 | −$80,973 | 10,099 | Direct | |
| Feb 28, 2023 | Common Stock | SSaleDisposed | −875 | $61.12 | −$53,480 | 9,224 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 27, 2023 | Common Stock | MOption exerciseDisposed | −1,647 | $0.00 | $0 | 4,943 | Direct | |
| Feb 27, 2023 | Common Stock | MOption exerciseDisposed | −240 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.