Burgess Justin's Form 4 filing
Dynavax Technologies Corp (DVAX) · filed Mar 1, 2023
- Accession no.
- 0001209191-23-014204
- Filed
- Mar 1, 2023
- Trade date
- Feb 27, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 3 derivative transactions. Open-market sales total $232.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Burgess JustinCIK 0001812025 | Officer (Chief Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 27, 2023 | Common Stock | MOption exerciseAcquired | +3,166 | –F1 | – | 7,287 | Direct | |
| Feb 27, 2023 | Common Stock | SSaleDisposed | −1,294 | $10.39 | −$13,444.66 | 5,993 | Direct | |
| Feb 27, 2023 | Common Stock | SSaleDisposed | −1,872 | $10.39 | −$19,450.08 | 4,121 | Direct | |
| Feb 27, 2023 | Common Stock | MOption exerciseAcquired | +6,667 | –F3 | – | 10,788 | Direct | |
| Feb 27, 2023 | Common Stock | SSaleDisposed | −2,717 | $10.39 | −$28,229.63 | 8,071 | Direct | |
| Feb 27, 2023 | Common Stock | SSaleDisposed | −3,950 | $10.39 | −$41,040.5 | 4,121 | Direct | |
| Feb 27, 2023 | Common Stock | MOption exerciseAcquired | +8,417 | –F5 | – | 12,538 | Direct | |
| Feb 27, 2023 | Common Stock | SSaleDisposed | −3,017 | $10.39 | −$31,346.63 | 9,521 | Direct | |
| Feb 27, 2023 | Common Stock | SSaleDisposed | −5,400 | $10.39 | −$56,106 | 4,121 | Direct | |
| Feb 27, 2023 | Common Stock | SSaleDisposed | −4,121 | $10.32 | −$42,528.72 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 27, 2023 | Common Stock | MOption exerciseDisposed | −3,166 | –F1 | – | 0 | Direct | |
| Feb 27, 2023 | Common Stock | MOption exerciseDisposed | −6,667 | –F3 | – | 13,333 | Direct | |
| Feb 27, 2023 | Commont Stock | MOption exerciseDisposed | −8,417 | –F5 | – | 8,416 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 12, 2020
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F3
Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 10, 2022
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F5
Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 3, 2021.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.