Lorson John W's Form 4 filing
Arch Resources, Inc.ARCH · filed Feb 28, 2023
- Accession no.
- 0001209191-23-013798
- Filed
- Feb 28, 2023
- Trade date
- Feb 25-27, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $70.2K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lorson John WCIK 0001104409 | Officer (VP & Chief Acctg Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2023 | Common Stock | MOption exerciseAcquired | +400 | –F1 | – | 2,721 | Direct | |
| Feb 27, 2023 | Common Stock | FTax withholdingDisposed | −118 | $152.62 | −$18,009.16 | 2,603 | Direct | |
| Feb 27, 2023 | Common Stock | MOption exerciseAcquired | +417 | –F1 | – | 3,020 | Direct | |
| Feb 27, 2023 | Common Stock | AGrant or awardAcquired | +2,343 | –F1 | – | 5,363 | Direct | |
| Feb 27, 2023 | Common Stock | FTax withholdingDisposed | −810 | $152.62 | −$123,622.2 | 4,553 | Direct | |
| Feb 27, 2023 | Common Stock | SSaleDisposed | −474 | $148.13 | −$70,213.62 | 4,079 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2023 | Class A Common Stock | MOption exerciseDisposed | −400 | $0.00 | $0 | 400 | Direct | |
| Feb 27, 2023 | Class A Common Stock | MOption exerciseDisposed | −417 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. (the "Company").
Referenced by the price of 3 transactions in Table I.