Klein Rosemary L's Form 4 filing
Arch Resources, Inc.ARCH · filed Feb 28, 2023
- Accession no.
- 0001209191-23-013789
- Filed
- Feb 28, 2023
- Trade date
- Feb 25-28, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $391.5K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Klein Rosemary LCIK 0001310202 | Officer (Sr. VP, General Counsel & Sec) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2023 | Common Stock | MOption exerciseAcquired | +5,117 | –F1 | – | 12,188 | Direct | |
| Feb 27, 2023 | Common Stock | FTax withholdingDisposed | −2,191 | $152.62 | −$334,390.42 | 9,997 | Direct | |
| Feb 27, 2023 | Common Stock | MOption exerciseAcquired | +550 | –F1 | – | 10,547 | Direct | |
| Feb 27, 2023 | Common Stock | AGrant or awardAcquired | +3,093 | –F1 | – | 13,640 | Direct | |
| Feb 27, 2023 | Common Stock | FTax withholdingDisposed | −1,615 | $152.62 | −$246,481.3 | 12,025 | Direct | |
| Feb 28, 2023 | Common Stock | SSaleDisposed | −1,777 | $157.71F5 | −$280,250.67 | 10,248 | Direct | |
| Feb 28, 2023 | Common Stock | SSaleDisposed | −700 | $158.86F6 | −$111,202 | 9,548 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2023 | Class A Common Stock | MOption exerciseDisposed | −5,117 | $0.00 | $0 | 5,117 | Direct | |
| Feb 27, 2023 | Class A Common Stock | MOption exerciseDisposed | −550 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. (the "Company").
Referenced by the price of 3 transactions in Table I.
- F5
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $157.32 to $158.27 per share. The reporting price undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $158.42 to $159.17 per share. The reporting price undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
Referenced by the price of 1 transaction in Table I.