Klein Rosemary L's Form 4 filing
Arch Resources, Inc. (ARCH) · filed Feb 28, 2023
- Accession no.
- 0001209191-23-013789
- Filed
- Feb 28, 2023
- Trade date
- Feb 25-28, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $391.5K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Klein Rosemary LCIK 0001310202 | Officer (Sr. VP, General Counsel & Sec) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2023 | Common Stock | MOption exerciseAcquired | +5,117 | – | – | 12,188 | Direct | |
| Feb 27, 2023 | Common Stock | FTax withholdingDisposed | −2,191 | $152.62 | −$334,390.42 | 9,997 | Direct | |
| Feb 27, 2023 | Common Stock | MOption exerciseAcquired | +550 | – | – | 10,547 | Direct | |
| Feb 27, 2023 | Common Stock | AGrant or awardAcquired | +3,093 | – | – | 13,640 | Direct | |
| Feb 27, 2023 | Common Stock | FTax withholdingDisposed | −1,615 | $152.62 | −$246,481.3 | 12,025 | Direct | |
| Feb 28, 2023 | Common Stock | SSaleDisposed | −1,777 | $157.71 | −$280,250.67 | 10,248 | Direct | |
| Feb 28, 2023 | Common Stock | SSaleDisposed | −700 | $158.86 | −$111,202 | 9,548 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2023 | Class A Common Stock | MOption exerciseDisposed | −5,117 | $0.00 | $0 | 5,117 | Direct | |
| Feb 27, 2023 | Class A Common Stock | MOption exerciseDisposed | −550 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.