Mates Sharon's Form 4 filing
Intra-Cellular Therapies, Inc. (ITCI) · filed Feb 27, 2023
- Accession no.
- 0001209191-23-013434
- Filed
- Feb 27, 2023
- Trade date
- Feb 23-24, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.06M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mates SharonCIK 0001585699 | Director, Officer (Chairman, President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 23, 2023 | Common Stock | MOption exerciseAcquired | +22,590 | – | – | 1,122,899 | Direct | |
| Feb 24, 2023 | Common Stock | SSaleDisposed | −22,590 | $47.03 | −$1,062,407.7 | 1,100,309 | Direct | |
| Feb 24, 2023 | Common Stock | MOption exerciseAcquired | +30,000 | $3.26 | +$97,800 | 1,130,309 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 23, 2023 | Common Stock | MOption exerciseDisposed | −22,590 | $0.00 | $0 | 22,590 | Direct | |
| Feb 24, 2023 | Common Stock | MOption exerciseDisposed | −30,000 | $0.00 | $0 | 20,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.