Clay Craig's Form 4 filing
Donnelley Financial Solutions, Inc. (DFIN) · filed Feb 27, 2023
- Accession no.
- 0001209191-23-013426
- Filed
- Feb 27, 2023
- Trade date
- Feb 23, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $905.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Clay CraigCIK 0001847703 | Officer (President, GCM) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 23, 2023 | Common Stock | MOption exerciseAcquired | +11,600 | $22.35 | +$259,260 | 128,904 | Direct | |
| Feb 23, 2023 | Common Stock | MOption exerciseAcquired | +9,675 | $14.15 | +$136,901.25 | 139,579 | Direct | |
| Feb 23, 2023 | Common Stock | SSaleDisposed | −6,680 | $41.88F2 | −$279,758.4 | 131,899 | Direct | |
| Feb 23, 2023 | Common Stock | SSaleDisposed | −11,110 | $42.63F3 | −$473,619.3 | 120,789 | Direct | |
| Feb 23, 2023 | Common Stock | SSaleDisposed | −3,485 | $43.59F4 | −$151,911.15 | 117,304 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 23, 2023 | Common Stock | MOption exerciseDisposed | −11,600 | $0.00 | $0 | 0 | Direct | |
| Feb 23, 2023 | Common Stock | MOption exerciseDisposed | −9,675 | $0.00 | $0 | 3,225 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $41.34 to $42.33 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $42.36 to $43.30 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $43.36 to $43.75 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.