Crain Elizabeth's Form 4 filing
Moelis & Co (MC) · filed Feb 24, 2023
- Accession no.
- 0001209191-23-012989
- Filed
- Feb 24, 2023
- Trade date
- Feb 22, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 6 derivative transactions. Open-market sales total $438.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Crain ElizabethCIK 0001604659 | Director, Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2023 | Class A Common Stock | MOption exerciseAcquired | +26,051.97 | –F1 | – | 26,051.97 | Direct | |
| Feb 22, 2023 | Class A Common Stock | FTax withholdingDisposed | −4,456.97 | $42.06 | −$187,460.16 | 21,595 | Direct | |
| Feb 22, 2023 | Class A Common Stock | SSaleDisposed | −10,419 | $42.06 | −$438,223.14 | 11,176 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2023 | Class A Common Stock | MOption exerciseDisposed | −5,980.67 | $0.00 | $0 | 0 | Direct | |
| Feb 22, 2023 | Class A Common Stock | MOption exerciseDisposed | −5,766.89 | $0.00 | $0 | 5,768.32 | Direct | |
| Feb 22, 2023 | Class A Common Stock | MOption exerciseDisposed | −9,561.23 | $0.00 | $0 | 19,122.46 | Direct | |
| Feb 22, 2023 | Class A Common Stock | MOption exerciseDisposed | −4,743.18 | $0.00 | $0 | 14,230.72 | Direct | |
| Feb 22, 2023 | Class A Common Stock | AGrant or awardAcquired | +6,818 | $0.00 | $0 | 6,818 | Direct | |
| Feb 22, 2023 | Class A Common Stock | AGrant or awardAcquired | +25,850 | $0.00 | $0 | 25,850 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
Referenced by the price of 1 transaction in Table I.