Engel Kevin's Form 4 filing
Amkor Technology, Inc. (AMKR) · filed Feb 24, 2023
- Accession no.
- 0001209191-23-012948
- Filed
- Feb 24, 2023
- Trade date
- Feb 22-24, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $360.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Engel KevinCIK 0001965254 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2023 | Common Stock | AGrant or awardAcquired | +17,843 | $0.00 | $0 | 18,825 | Direct | |
| Feb 22, 2023 | Common Stock | FTax withholdingDisposed | −7,804 | $25.46 | −$198,689.84 | 11,021 | Direct | |
| Feb 23, 2023 | Common Stock | MOption exerciseAcquired | +6,250 | $9.48 | +$59,250 | 17,271 | Direct | |
| Feb 23, 2023 | Common Stock | SSaleDisposed | −14,250 | $25.26F3 | −$359,955 | 3,021 | Direct | |
| Feb 24, 2023 | Common Stock | MOption exerciseAcquired | +941 | $0.00F4 | $0 | 3,962 | Direct | |
| Feb 24, 2023 | Common Stock | FTax withholdingDisposed | −392 | $25.27 | −$9,905.84 | 3,570 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 23, 2023 | Common Stock | MOption exerciseDisposed | −6,250 | $0.00 | $0 | 0 | Direct | |
| Feb 24, 2023 | Common Stock | MOption exerciseDisposed | −941 | $0.00 | $0 | 2,820 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.25 to $25.30. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 3,761 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.
Referenced by the price of 1 transaction in Table I.