Sprecher Jeffrey C's Form 4 filing
Intercontinental Exchange, Inc. (ICE) · filed Feb 24, 2023
- Accession no.
- 0001209191-23-012765
- Filed
- Feb 24, 2023
- Trade date
- Feb 22, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $11.6M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sprecher Jeffrey CCIK 0001343882 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2023 | Common Stock | MOption exerciseAcquired | +70,441 | $41.59 | +$2,929,641.19 | 1,284,931 | Direct | |
| Feb 22, 2023 | Common Stock | SSaleDisposed | −69,636 | $103.95F2 | −$7,238,662.2 | 1,215,295 | Direct | |
| Feb 22, 2023 | Common Stock | SSaleDisposed | −12,191 | $104.39F3 | −$1,272,618.49 | 1,203,104 | Direct | |
| Feb 22, 2023 | Common Stock | SSaleDisposed | −26,232 | $103.96F5 | −$2,727,078.72 | 2,945,473 | Indirect | |
| Feb 22, 2023 | Common Stock | SSaleDisposed | −3,768 | $104.40F6 | −$393,379.2 | 2,941,705 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2023 | Common Stock | MOption exerciseDisposed | −70,441 | $0.00 | $0 | 140,884 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price range for the aggregate amount sold by the direct holder is $103.29 - $104.28. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The price range for the aggregate amount sold by the direct holder is $104.29 - $104.60. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
The price range for the aggregate amount sold by the direct holder is $103.31 - $104.30. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
The price range for the aggregate amount sold by the direct holder is $104.31 - $104.58. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.