Pendleton Todd's Form 4 filing
Dolby Laboratories, Inc. (DLB) · filed Feb 24, 2023
- Accession no.
- 0001209191-23-012679
- Filed
- Feb 24, 2023
- Trade date
- Feb 22, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.36M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pendleton ToddCIK 0001746636 | Officer (SVP, Chief Marketing Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2023 | Class A Common Stock | MOption exerciseAcquired | +5,250 | $64.60 | +$339,150 | 54,145 | Direct | |
| Feb 22, 2023 | Class A Common Stock | MOption exerciseAcquired | +5,209 | $62.43 | +$325,197.87 | 59,354 | Direct | |
| Feb 22, 2023 | Class A Common Stock | MOption exerciseAcquired | +7,927 | $68.40 | +$542,206.8 | 67,281 | Direct | |
| Feb 22, 2023 | Class A Common Stock | SSaleDisposed | −28,701 | $82.32 | −$2,362,666.32 | 38,580 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2023 | Class A Common Stock | MOption exerciseDisposed | −5,250 | $0.00 | $0 | 0 | Direct | |
| Feb 22, 2023 | Class A Common Stock | MOption exerciseDisposed | −5,209 | $0.00 | $0 | 0 | Direct | |
| Feb 22, 2023 | Class A Common Stock | MOption exerciseDisposed | −7,927 | $0.00 | $0 | 8,808 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.