Ryan Thomas L's Form 4 filing
Service Corp International (SCI) · filed Feb 23, 2023
- Accession no.
- 0001209191-23-012196
- Filed
- Feb 23, 2023
- Trade date
- Feb 21-22, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $9.33M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ryan Thomas LCIK 0001243194 | Director, Officer (President, CEO & Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2023 | Common Stock | MOption exerciseAcquired | +120,653 | $22.28 | +$2,688,148.84 | 1,083,062 | Direct | |
| Feb 21, 2023 | Common Stock | SSaleDisposed | −120,653 | $70.86F1 | −$8,549,471.58 | 962,409 | Direct | |
| Feb 22, 2023 | Common Stock | MOption exerciseAcquired | +11,049 | $22.28 | +$246,171.72 | 973,458 | Direct | |
| Feb 22, 2023 | Common Stock | SSaleDisposed | −11,049 | $70.87F2 | −$783,042.63 | 962,409 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2023 | Common Stock | MOption exerciseAcquired | +120,653 | $0.00 | $0 | 412,409 | Direct | |
| Feb 22, 2023 | Common Stock | MOption exerciseAcquired | +11,049 | $0.00 | $0 | 401,360 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares were sold in multiple transactions at prices ranging from $70.7500 to $71.36 per share on February 21, 2023. The $70.8613 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
The shares were sold in multiple transactions at prices ranging from $70.7500 to $71.26 per share on February 22, 2023. The $70.8700 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.