Neumann Mark's Form 4 filing
Intra-Cellular Therapies, Inc. (ITCI) · filed Feb 22, 2023
- Accession no.
- 0001209191-23-012001
- Filed
- Feb 22, 2023
- Trade date
- Feb 18-21, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $183.2K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Neumann MarkCIK 0001756211 | Officer (EVP, Chief Commercial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 18, 2023 | Common Stock | MOption exerciseAcquired | +11,139 | – | – | 56,478 | Direct | |
| Feb 21, 2023 | Common Stock | SSaleDisposed | −3,140 | $46.61 | −$146,355.4 | 53,338 | Direct | |
| Feb 21, 2023 | Common Stock | SSaleDisposed | −123 | $47.32 | −$5,820.36 | 53,215 | Direct | |
| Feb 21, 2023 | Common Stock | SSaleDisposed | −635 | $48.93 | −$31,070.55 | 52,580 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 18, 2023 | Common Stock | MOption exerciseDisposed | −11,139 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.