Caputo Roland A.'s Form 4/A amendment
AmendedNew York Times Co (NYT) · filed Feb 22, 2023
- Accession no.
- 0001209191-23-011923
- Filed
- Feb 22, 2023
- Trade date
- Feb 10, 2023
- Filing delay
- 12 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Feb 14, 2023
This filing lists 2 non-derivative transactions. Open-market sales total $493.0K. It was filed 12 days after the trade.
This amendment replaces 0001209191-23-009368 (filed Feb 14, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Caputo Roland A.CIK 0001733230 | Officer (EVP and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2023 | Class A Common Stock | SSaleDisposed | −6,600 | $39.75 | −$262,350 | 85,906 | Direct | |
| Feb 10, 2023 | Class A Common Stock | SSaleDisposed | −5,900 | $39.10 | −$230,690 | 80,006 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.500 to $40.050, inclusive. The reporting person undertakes to provide to The New York Times Company, any security holder of The New York Times Company, and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.000 to $39.320, inclusive. The reporting person undertakes to provide to The New York Times Company, any security holder of The New York Times Company, and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3
The original Form 4 filed on February 14, 2023, is being amended to correct the number of securities beneficially owned following the reported transactions. Due to an administrative error, the number of shares in Column 5 were underreported by 17,153 in both Rows 1 and 2.