Kumar Neil's Form 4 filing
BridgeBio Pharma, Inc. (BBIO) · filed Feb 21, 2023
- Accession no.
- 0001209191-23-011447
- Filed
- Feb 21, 2023
- Trade date
- Feb 16-17, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $568.9K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kumar NeilCIK 0001742485 | Director, Officer (CEO and President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2023 | Common Stock | MOption exerciseAcquired | +68,706 | –F1 | – | 4,881,903 | Direct | |
| Feb 16, 2023 | Common Stock | FTax withholdingDisposed | −23,908 | $12.64 | −$302,197.12 | 4,857,995 | Direct | |
| Feb 17, 2023 | Common Stock | SSaleDisposed | −44,798 | $12.70F4 | −$568,934.6 | 4,813,197 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2023 | Common Stock | MOption exerciseDisposed | −5,129 | $0.00 | $0 | 25,647 | Direct | |
| Feb 16, 2023 | Common Stock | MOption exerciseDisposed | −2,395 | $0.00 | $0 | 19,153 | Direct | |
| Feb 16, 2023 | Common Stock | MOption exerciseDisposed | −61,182 | $0.00 | $0 | 244,728 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sale price of the shares sold from $12.13 to $13.10 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions as reported herein.
Referenced by the price of 1 transaction in Table I.