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Whitaker Michael's Form 4 filing

Citigroup IncC · filed Feb 21, 2023

Accession no.
0001209191-23-011373
Filed
Feb 21, 2023
Trade date
Feb 16-20, 2023
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market sales total $645.4K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Whitaker MichaelCIK 0001758982Officer (Head of Enterprise O&T)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 16, 2023Common StockAGrant or awardAcquired+127,941.53$0.00$0251,929.18Direct
Feb 16, 2023Common StockSSaleDisposed−12,500$51.63F2−$645,375239,429.18Direct
Feb 20, 2023Common StockFTax withholdingDisposed−19,462.47$51.42−$1,000,760.21219,966.71Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This price represents the average sale prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from USD $51.63to USD $51.64. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)