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Brown William Travis's Form 4 filing

Guaranty Bancshares Inc (GNTY) · filed Feb 14, 2023

Accession no.
0001209191-23-009325
Filed
Feb 14, 2023
Trade date
Sep 2, 2022
Filing delay
165 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market sales total $23.3K. It was filed 165 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Brown William TravisCIK 0001954376Officer (Austin Area Chairman)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 2, 2022Common StockSSaleDisposed−675$34.46−$23,260.52,150Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

The reported transaction on this Form 4 was made prior to the filing of the reporting person's Form 3, which correctly reported their holdings as of November 16, 2022, when that Form 3 was filed.

Read the full filing on SEC EDGAR (opens in a new tab)