Staer John's Form 4 filing
TransDigm Group INC (TDG) · filed Feb 14, 2023
- Accession no.
- 0001209191-23-009022
- Filed
- Feb 14, 2023
- Trade date
- Feb 10, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.44M. It was filed 4 days after the trade.
This filing was later replaced by the amendment 0001209191-23-018343 (Mar 14, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Staer JohnCIK 0001543630 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2023 | Common Stock | MOption exerciseAcquired | +4,700 | $266.47F1 | +$1,252,409 | 4,791 | Direct | |
| Feb 10, 2023 | Common Stock | SSaleDisposed | −2,600 | $730.82F2 | −$1,900,132 | 2,191 | Direct | |
| Feb 10, 2023 | Common Stock | SSaleDisposed | −1,300 | $731.58F3 | −$951,054 | 891 | Direct | |
| Feb 10, 2023 | Common Stock | SSaleDisposed | −700 | $732.53F4 | −$512,771 | 191 | Direct | |
| Feb 10, 2023 | Common Stock | SSaleDisposed | −100 | $733.52 | −$73,352 | 91 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2023 | Common Stock | MOption exerciseDisposed | −4,700 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $730.23- $731.21 The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $731.23 - $732.18. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $732.2550- $733.03. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.