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Raich Jeffrey's Form 4 filing

Moelis & Co (MC) · filed Feb 13, 2023

Accession no.
0001209191-23-008943
Filed
Feb 13, 2023
Trade date
Feb 9-13, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions. Open-market sales total $4.40M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Raich JeffreyCIK 0001604691Director, Officer (Co-President, MD)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 9, 2023Class A Common StockSSaleDisposed−42,637$45.30−$1,931,456.155,257Direct
Feb 10, 2023Class A Common StockSSaleDisposed−20,000$44.61−$892,20035,257Direct
Feb 10, 2023Class A Common StockSSaleDisposed−18,074$44.54−$805,015.9617,183Direct
Feb 13, 2023Class A Common StockSSaleDisposed−17,183$45.08−$774,609.640Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)