Holland Julie's Form 4 filing
Diodes Inc (DIOD) · filed Feb 13, 2023
- Accession no.
- 0001209191-23-008628
- Filed
- Feb 13, 2023
- Trade date
- Feb 8-10, 2023
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $2.84M. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Holland JulieCIK 0001436690 | Officer (SVP, Corporate Operations) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 8, 2023 | Diodes Incorporated Common Stock - Performance Stock Units | AGrant or awardAcquired | +15,300 | $0.00 | $0 | 49,000 | Direct | |
| Feb 10, 2023 | Diodes Incorporated Common Stock - Performance Stock Units | SSaleDisposed | −30,600 | $92.97 | −$2,844,882 | 18,400 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.