Lu Keh Shew's Form 4 filing
Diodes Inc (DIOD) · filed Feb 9, 2023
- Accession no.
- 0001209191-23-008077
- Filed
- Feb 9, 2023
- Trade date
- Feb 7-9, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $288.6K. It was filed 2 days after the trade.
This filing was later replaced by the amendment 0001209191-23-013829 (Feb 28, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lu Keh ShewCIK 0001196531 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 8, 2023 | Diodes Incorporated Common Stock - Performance Stock Units | AGrant or awardAcquired | +53,110 | $0.00 | $0 | 337,694 | Direct | |
| Feb 8, 2023 | Diodes Incorporated Common Stock - Performance Stock Units | FTax withholdingDisposed | −41,790 | $93.64 | −$3,913,215.6 | 295,904 | Direct | |
| Feb 7, 2023 | Diodes Incorporated Common Stock | SSaleDisposed | −1,000 | $96.00 | −$96,000 | 128,988 | Indirect | |
| Feb 9, 2023 | Diodes Incorporated Common Stock | SSaleDisposed | −2,000 | $96.30 | −$192,600 | 126,988 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.