Daunt John's Form 4 filing
Liquidity Services Inc (LQDT) · filed Feb 8, 2023
- Accession no.
- 0001209191-23-007829
- Filed
- Feb 8, 2023
- Trade date
- Feb 6, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $122.8K. It was filed 2 days after the trade.
This filing was later replaced by the amendment 0001209191-23-020729 (Mar 23, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Daunt JohnCIK 0001774667 | Officer (EVP & COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 6, 2023 | Common Stock | MOption exerciseAcquired | +4,457 | $6.69 | +$29,817.33 | 59,231 | Indirect | |
| Feb 6, 2023 | Common Stock | MOption exerciseAcquired | +29,920 | $9.46 | +$283,043.2 | 89,151 | Indirect | |
| Feb 6, 2023 | Common Stock | SSaleDisposed | −8,775 | $14.00 | −$122,850 | 80,376 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 6, 2023 | Common Stock | MOption exerciseDisposed | −4,457 | $0.00 | $0 | 21,109 | Direct | |
| Feb 6, 2023 | Common Stock | MOption exerciseDisposed | −29,920 | $0.00 | $0 | 31,280 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.