Whalen Chad Michael's Form 4 filing
F5, Inc. (FFIV) · filed Feb 3, 2023
- Accession no.
- 0001209191-23-006606
- Filed
- Feb 3, 2023
- Trade date
- Feb 1-2, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 4 derivative transactions. Open-market sales total $39.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Whalen Chad MichaelCIK 0001746640 | Officer (EVP, Worldwide Sales) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2023 | Common Stock | MOption exerciseAcquired | +4,938 | $0.00 | $0 | 16,910 | Direct | |
| Feb 1, 2023 | Common Stock | FTax withholdingDisposed | −2,709 | $0.00 | $0 | 14,201 | Direct | |
| Feb 2, 2023 | Common Stock | SSaleDisposed | −259 | $151.49F2 | −$39,235.91 | 13,942 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2023 | Common Stock | MOption exerciseDisposed | −921 | $0.00 | $0 | 2,763 | Direct | |
| Feb 1, 2023 | Common Stock | MOption exerciseDisposed | −639 | $0.00 | $0 | 4,475 | Direct | |
| Feb 1, 2023 | Common Stock | MOption exerciseDisposed | −951 | $0.00 | $0 | 10,465 | Direct | |
| Feb 1, 2023 | Common Stock | MOption exerciseDisposed | −2,427 | $0.00 | $0 | 4,856 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed pursuant to a Rule 10b5-1 trading plan.
Referenced by the price of 1 transaction in Table I.