Honeycutt Milburn E's Form 4/A amendment

Amended

Powell Industries Inc (POWL) · filed Feb 3, 2023

Accession no.: 0001209191-23-006497
Filed: Feb 3, 2023
Trade date: Dec 9-12, 2022
Filing delay: 56 days
Rule 10b5-1 plan: Not on the form (before 2023)
Original filed: Dec 13, 2022

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market sales total $270.4K. It was filed 56 days after the trade.

This amendment replaces 0001209191-22-060888 (filed Dec 13, 2022).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Honeycutt Milburn ECIK 0001205075	Officer (Vice Pres, Corp Controller)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Dec 9, 2022	Common Stock	SSaleDisposed	−1,200	$36.14^F3	−$43,368	41,516	Direct
Dec 12, 2022	Common Stock	SSaleDisposed	−6,300	$36.03^F6	−$226,989	35,216	Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

Correcting Table 1, Column 3, input error; changed from D to S.

The price reported in Column 4 is a weighted average price; shares were sold in multiple transactions. Reporting range is $36.00-$36.295, inclusive. Reporting person, upon request, will provide Powell Industries, Inc. or the staff of the Securities & Exchange Commission full information regarding the number of shares sold at each price within the ranges set forth in footnote 3.

Represents the weighted average price of reporting range in Footnote 2.

Referenced by the price of 1 transaction in Table I.

Includes shares that have a time-based vesting provision of three equal installments from date of grant.

The price reported in Column 4 is a weighted average price; shares were sold in multiple transactions. Reporting range is $35.75-$36.61, inclusive. Reporting person, upon request, will provide Powell Industries, Inc. or the staff of the Securities & Exchange Commission full information regarding the number of shares sold at each price within the ranges set forth in footnote 6.

Represents the weighted average price of reporting range in Footnote 5.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)