Guidroz Elaine's Form 4 filing
Full House Resorts Inc (FLL) · filed Feb 1, 2023
- Accession no.
- 0001209191-23-005990
- Filed
- Feb 1, 2023
- Trade date
- Jan 30-Feb 1, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $12.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Guidroz ElaineCIK 0001565441 | Officer (SVP Secretary, General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 30, 2023 | Common Stock | MOption exerciseAcquired | +854 | $1.51 | +$1,289.54 | 18,298 | Direct | |
| Jan 30, 2023 | Common Stock | SSaleDisposed | −700 | $9.06 | −$6,342 | 17,598 | Direct | |
| Feb 1, 2023 | Common Stock | MOption exerciseAcquired | +854 | $1.51 | +$1,289.54 | 18,452 | Direct | |
| Feb 1, 2023 | Common Stock | SSaleDisposed | −700 | $8.75 | −$6,125 | 17,752 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 30, 2023 | Common Stock | MOption exerciseDisposed | −854 | $0.00 | $0 | 27,396 | Direct | |
| Feb 1, 2023 | Common Stock | MOption exerciseDisposed | −854 | $0.00 | $0 | 26,542 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.