Moelis Kenneth's Form 4 filing
Moelis & Co (MC) · filed Jan 31, 2023
- Accession no.
- 0001209191-23-005823
- Filed
- Jan 31, 2023
- Trade date
- Jan 27-31, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market sales total $8.25M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Moelis KennethCIK 0001604686 | Director, Officer (Chairman, CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 27, 2023 | Class A Common Stock | SSaleDisposed | −73,976 | $46.18 | −$3,416,211.68 | 104,769 | Indirect | |
| Jan 30, 2023 | Class A Common Stock | SSaleDisposed | −60,093 | $46.12 | −$2,771,489.16 | 44,676 | Indirect | |
| Jan 31, 2023 | Class A Common Stock | SSaleDisposed | −44,676 | $46.12 | −$2,060,457.12 | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.